Trade Surveillance – Analyst

About the role

Analyze risk across markets by monitoring price/volume movement in the securities using surveillance application to safeguard the firm against any reputational and/or financial risk.  Should have an understanding of various financial products like Equities, Equity Derivatives, FX, Fixed Income and Forex  Ensure that surveillance reviews are being performed properly from a qualitative and timeliness perspective.  Review of surveillance exceptions with Regions, business personnel and middle office.  Participate in periodic risk assessments. Identifying gaps within the process and implementing appropriate controls  Independently lead and drive projects from a surveillance perspective  Prepare MI reporting and ensure accurate & timely reporting to all stake holders  Identify, facilitate and implement process improvement ideas to improve efficiency

Trade Surveillance - Analyst , Stock Market Surveillance

Skills & keywords